Guggenheim Active Allocation Fund

NYSE:GUGUnited States

Guggenheim Active Allocation Fund (the Fund) is a diversified, closed-end management investment company. The Fund’s investment objective is to maximize total return through a combination of current income and capital appreciation. The Fund seeks invest in a range of both fixed-income and other debt instruments (Income Securities) selected from a variety of sectors and credit qualities, including, but not limited to, government & agency securities, corporate bonds, loans and loan participations, structured finance investments (including residential and commercial mortgage-related securities, asset-backed securities, collateralized debt obligations & risk-linked securities), mezzanine and preferred securities and convertible securities. It may invest in non-United States dollar-denominated Income Securities issued by sovereign entities and corporations, including Income Securities of issuers in emerging market countries. Its investment adviser is Guggenheim Funds Investment Advisors, LLC

Contact Information

Headquarters

227 W. Monroe StreetCHICAGO, IL, United States 60606

Phone

---

Fax

302-655-5049

Executives

Independent Chairman of the Board of Trustee

Ronald Toupin

President, Chief Executive Officer

Brian Binder

Chief Financial Officer, Chief Accounting Officer, Principal Financial and Accounting Officer, Treasurer

James Howley

Chief Compliance Officer

Joanna Catalucci

Vice President

Bryan Stone