LPL Financial Holdings Inc

NASDAQ:LPLAUnited States

LPL Financial Holdings Inc. is a broker-dealer company that provides a platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. The Company provides its technology and service to advisors through a technology platform that is cloud-based and Web-accessible. The Company offers a customizable platform of integrated technology, brokerage and advisory platforms, digital capabilities, clearing and compliance services, business solutions, planning and advice services, and consultative practice management programs. It automates time-consuming processes, such as account opening and management, document imaging, transaction execution, and account rebalancing. The Company’s products include alternative investments, annuities, exchange-traded products, insurance-based products, mutual funds, retirement plan products, separately managed accounts, structured products and unit investment trusts.

Contact Information

Headquarters

4707 Executive DriveSAN DIEGO, CA, United States 92121

Phone

617-423-3644

Fax

302-655-5049

Executives

Independent Non-Executive Chairman of the Board

James Putnam

President, Chief Executive Officer, Director

Dan Arnold

Chief Financial Officer, Head of Business Operations

Matthew Audette

Interim Chief Information Officer

Greg Gates

Chief Risk Officer

Brent Simonich