LPL Financial Holdings Inc

NASDAQ:LPLAUnited States

LPL Financial Holdings Inc. is an independent broker-dealer and an investment advisory firm company. It offers an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Through its comprehensive platform, it offers integrated technology solutions; brokerage and advisory platforms; clearing, compliance, business and planning and advice services; consultative practice management programs and training, and in-house research. Through its custody and clearing platform, using both proprietary and third-party technology, it offers access to diversified financial products and services, enabling its advisors to offer personalized financial advice and brokerage services to retail investors. Its products include alternative investments, annuities, exchange-traded products, insurance-based products, mutual funds, and retirement plan products. It also offers wealth management solutions.

Contact Information

Headquarters

4707 Executive DriveSAN DIEGO, CA, United States 92121

Phone

617-423-3644

Fax

302-655-5049

Executives

Independent Non-Executive Chairman of the Board

James Putnam

Interim Chief Executive Officer

Richard Steinmeier

Chief Financial Officer, Head of Business Operations

Matthew Audette

Chief Human Resource Officer, Managing Director

Sara Dadyar

Interim Chief Information Officer

Greg Gates